| 5th Character Nasdaq
Table |
| If a fifth letter appears at the end of
a Nasdaq Security, it identifies the issue as other than
a single issue of common stock or capital stock. A list
of fifth-letter identifiers and a description of what
each represents follows: |
|
C |
Issuer qualifications exceptions* |
|
E |
Delinquent in required filings with the
SEC |
|
H |
Second convertible bond, same company |
|
I |
Third convertible bond, same company |
|
L |
Miscellaneous situations, such as depositary
receipts, stubs, additional warrants, and units |
|
M |
Fourth preferred, same company |
|
N |
Third preferred, same company |
|
O |
Second preferred, same company |
|
P |
First preferred, same company |
|
S |
Shares of beneficial interest |
|
T |
With warrants or with rights |
|
V |
When-issued and when distributed |
|
Y |
ADR (American Depositary Receipt) |
|
Z |
Miscellaneous situations such as depositary
receipts, stubs, additional warrants, and units |
| *
The letter "C" as a fifth character in a security symbol
indicates that the issuer has been granted a continuance
in Nasdaq under and exception to the qualification standards
for a limited period. |
